Ambac Debt Swap on Schedule Despite Puerto Rico Unknowns
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Court Reverses Dell Buyout Ruling that Alarmed Dealmakers
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Impact of the DOL Fiduciary Rule on the Capital Markets
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H.R.____, (Wagner) To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers.
Witness List-
Mr. David C. Knoch, President, 1st Global (TTF)
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Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica (TTF)
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Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC (TTF)
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Ms. Cristina B. Martin Firvida, Director, Financial Security and Consumer Affairs, AARP (TTF)
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Dr. Douglas Holtz-Eakin, President, American Action Forum (TTF)
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The Role of Financial Advisors and Investment Bankers in Bankruptcy Sales
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Wilbur Ross Sued Over Fees By Firm’s Former Executives
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Hedge Fund Mulls Throwing Weinstein Co. a $35M Lifeline
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Tightening Carried-Interest Loophole May Not Choke Private-Equity Firms After All
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SEC’s Clayton Urges Review of Shareholder Voting
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JPMorgan Whistle-Blower Trial Closes with Claims of Lies
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Swaps Clearinghouses Push Back Against Worries Over Their Size
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